Plan Group Financial, Inc.

RIASEC RegisteredEst. 2020
Total AUM
$690M
Discretionary
$683M
99% of AUM
Avg account
$223K
Accounts
3,102
Employees
29
Advisory reps
19

Firm details

Headquarters
Oklahoma City, Oklahoma
CRD number
116508
Registered since
April 30, 2020
Website
plangroup.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI69.43%
  • Individuals30.57%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Plan Group Financial, Inc. is an independent registered investment adviser that registered with the SEC in 2020 and is owned by an individual. The firm acts as a capital allocator for individual and family clients, charging both percentage-of-AUM and fixed fees. Its core advisory services are financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. The firm is not identified as an active ESG investor and, per its filing flags, is not designated as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 21%, Private Funds 12%, US Government Bonds 3%, State & Local Bonds 3%, Investment Grade Corp Bonds 1%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities21%
  • Private Funds12%
  • US Government Bonds3%
  • State & Local Bonds3%

Owners & executives

3 of 3
  • James Billingsley

    James Billingsley

    Chief Financial AdvisorCRD 1190831

  • Douglas Claycomb

    Douglas Claycomb

    Owner & CEOCRD 4751115

  • Brett Pohl

    Chief Compliance OfficerCRD 5896497

Contacts

3 of 16
  • Hayden Przybysz

    Hayden Przybysz

    Senior Tax SpecialistCRD 6443664

  • Srikant Jonnada

    Srikant Jonnada

    Registered RepresentativeCRD 5631338

  • Tobin Thomas

    Tobin Thomas

    Registered RepresentativeCRD 7085993

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 131

Active vs passive

$364M in ETFs

Passive

77%

$281M

Active

20%

$82.9M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI ACWI ETF (ACWI)BlackRockPassiveGlobal Large Stock Blend$16.1M102,3424.42%
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Location

Primary office

Oklahoma City, OK

Oklahoma

Location

Oklahoma City, OK

Headquartered in Oklahoma City, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.

Metro area
Oklahoma City-Shawnee, OK
Region
South
County
Oklahoma
Address
101 Ne 82nd St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth