Plan Group Financial, Inc.

RIASEC Registered

Total AUM

$690M

Discretionary

$683M

99% of AUM

Avg account

$223K

Accounts

3,102

Employees

Advisory reps

Firm details

Headquarters: Oklahoma City, Oklahoma
CRD number: 116508
Registered since: April 30, 2020
Website: plangroup.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI69.43%
Individuals30.57%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Plan Group Financial, Inc. is an independent registered investment adviser (corporation) that registered with the SEC in 2020. The firm is owned by an individual and focuses on serving individual and family clients. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Compensation comes primarily from percentage‑of‑AUM fees and fixed fees. The firm identifies itself as a capital allocator and works with external managers to place client capital. Plan Group Financial is not flagged as an active ESG investor and is not characterized as a multi‑state adviser in the snapshot data. Its business activity mix emphasizes discretionary portfolio management alongside financial planning and manager selection.