Plan & Act

RIASEC RegisteredEst. 2009

Total AUM

$64M

Discretionary

0% of AUM

Avg account

$142K

Accounts

451

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 148453
Registered since: January 5, 2009
Website: planandact.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals57.81%
HNWI42.19%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Plan & Act is an independent registered investment adviser organized as an LLC and operating since 2009. The firm positions itself as a capital allocator for individual and family clients, combining financial planning with portfolio management for individuals, small businesses and select business or institutional clients. Services extend beyond pure portfolio management to include selection of other advisers, publishing of periodic client communications, and delivery of educational seminars and workshops. Compensation comes through a mix of percentage-of-assets and fixed fees. The firm does not identify as an active ESG investor and is not designated as a pension consultant.