PINNACLE FINANCIAL GROUP LLC

RIASEC RegisteredEst. 2010
Total AUM
$673M
Discretionary
$640M
95% of AUM
Avg account
$553K
Accounts
1,217
Employees
7
Advisory reps
5

Firm details

Headquarters
WESTERN SPRINGS, Illinois
CRD number
116600
Registered since
April 19, 2010
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.03%
  • Individuals12.9%
  • Pension & Profit Sharing Plans0.75%
  • Charitable Organizations0.17%
  • Corporations / Businesses0.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pinnacle Financial Group LLC is an independent registered investment adviser organized as an LLC and on the SEC register since 2010. The firm functions as a capital allocator for both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, pension consulting and the selection of sub‑advisers. Its billing mixes asset‑based fees with hourly and fixed‑fee arrangements. The firm is not positioned as an ESG investor and does not operate as a multistate adviser. Pinnacle was recognized in FA Magazine’s Top RIA Firms list in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 88%, Cash & Cash Equivalents 6%, Exchange Traded Equities 5%, State & Local Bonds 1%88%
  • Public Funds/Mutual Funds88%
  • Cash & Cash Equivalents6%
  • Exchange Traded Equities5%
  • State & Local Bonds1%

Contacts

3 of 5
  • JAMES STORK

    PrincipalCRD 4205762

  • SEAN MORAN

    Senior Wealth ManagerCRD 4778230

  • VINCENT HARAMBASIC

    Principal, Managing MemberCRD 4992961

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 98

Active vs passive

$364M in ETFs

Passive

55%

$200M

Active

39%

$164M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL INTERNATIONAL CORE EQUITY 2 ETF (DFIC)DimensionalActiveForeign Large Blend$32.6M916,9008.96%

Location

Primary office

WESTERN SPRINGS, IL

COOK

Location

WESTERN SPRINGS, IL

Headquartered in WESTERN SPRINGS, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
COOK
Address
823 Burlington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth