Pinnacle Associates, Ltd.

RIASEC Registered

Total AUM

$10.4B

Discretionary

$10.4B

100% of AUM

Avg account

$1.5M

Accounts

6,766

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 110631
Registered since: March 16, 1984
Website: www.pinnacle-associates.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Other27.8%
Other Investment Advisers22.51%
Individuals19.18%
HNWI18.37%
Corporations / Businesses4.66%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pinnacle Associates, Ltd. is an independent registered investment adviser that has been SEC-registered since 1984. The firm provides fee-based financial planning and portfolio management across individual and institutional client types, charging both a percentage-of-AUM fee schedule and fixed fees for certain services. Its advisory scope includes discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and institutional/business accounts. Pinnacle does not identify as an active ESG investor. The firm appeared on CNBC’s Top 100 Financial Advisory Firms lists in 2020 and 2021.