Pinnacle Associates, Ltd.
Firm details
- Headquarters
- New York, New York
- CRD number
- 110631
- Registered since
- March 16, 1984
- Website
- www.pinnacle-associates.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Other27.8%
- Other Investment Advisers22.51%
- Individuals19.18%
- HNWI18.37%
- Corporations / Businesses4.66%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pinnacle Associates, Ltd. is an independent registered investment adviser that has been operating since 1984. The firm serves high-net-worth individuals and families as well as institutional clients, offering financial planning and discretionary portfolio management across individual accounts, pooled vehicles, and business or institutional mandates. Its revenue model combines percentage-of-AUM fees with fixed-fee arrangements. Pinnacle reports it is not an active ESG investor and is structured as a domestic entity with individual ownership. The firm appeared on CNBC’s Top 100 Financial Advisory Firms list in both 2020 and 2021.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- US Government Bonds6%
- Investment Grade Corp Bonds6%
- Cash & Cash Equivalents5%
- State & Local Bonds3%
Owners & executives
2 of 2
Paul Lagermasini
Chief Financial OfficerCRD 4304333
Joseph Shea
Chief Compliance OfficerCRD 5763107
Contacts
3 of 36
Reginald Pickral
Portfolio ManagerCRD 4588214
Scott Brown
PresidentCRD 5525861
John Bocock
Portfolio ManagerCRD 2856099
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 285Active vs passive
$2.4B in ETFs
82%
$2B
12%
$435M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $146M | 198,228 | 6.10% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 286 Madison Ave
- Time zone
- ET (UTC-5)
- Office locations
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