PINE VALLEY INVESTMENTS

RIASEC RegisteredEst. 2015
Total AUM
$2.7B
Discretionary
$2.7B
100% of AUM
Avg account
$462K
Accounts
5,785
Employees
37
Advisory reps
33

Firm details

Headquarters
MARLTON, New Jersey
CRD number
173995
Registered since
January 8, 2015
Website
www.pinevalleyinvestments.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI71.34%
  • Individuals14.52%
  • Other Investment Advisers6.92%
  • Pooled Investment Vehicles4.64%
  • Charitable Organizations1.5%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pine Valley Investments is an independent, SEC-registered RIA formed as an LLC in 2015 that serves both individual/family and institutional clients. The firm bills on a percentage-of-AUM basis and acts as a capital allocator: it builds portfolios directly, selects third‑party managers, and serves as GP or managing member of pooled vehicles. Advisory activities listed include financial planning, portfolio management for individuals and pooled investment vehicles, pension consulting services, and manager selection. Pine Valley is not positioned as an ESG-focused investor. The firm was included in Citywire’s "50 Growers Across America" list in 2021.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 7%, US Government Bonds 3%, Investment Grade Corp Bonds 2%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents7%
  • US Government Bonds3%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 6

  • MAX SCHATZOW

    Chief Compliance OfficerCRD 5633056

  • JAMES VOGT

    Co-Chief Investment OfficerCRD 3115604

  • Corey Fisher

    Chief Growth OfficerCRD 6784533

Unlock 3 more executives →

Contacts

3 of 27

  • Keval Patel

    Investment AnalystCRD 7634505

  • THOMAS CROSSETT

    DirectorCRD 3223221

  • Noah Modica

    Investment Advisor RepresentativeCRD 7329102

Unlock 24 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 271

Active vs passive

$936M in ETFs

Passive

68%

$639M

Active

27%

$297M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$92.5M141,9709.88%
Unlock additional holdings →

Location

Primary office

MARLTON, NJ

BURLINGTON

Location

MARLTON, NJ

Headquartered in MARLTON, NJ, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
BURLINGTON
Address
10 E Stow Rd
Time zone
ET (UTC-5)
Office locations

Similar firms

LAUREL OAK WEALTH MANAGEMENT, LLC

RIA

MARLTON, NJ

AUM $1.4BTEAM 22REPS 15

CORA CAPITAL ADVISORS

RIA

MARLTON, NJ

AUM $723MTEAM 13REPS 8

FRIEDENTHAL FINANCIAL, LLC

RIA

MARLTON, NJ

AUM $196MTEAM 4REPS 4

COONEY FINANCIAL ADVISORS INC

RIA

MARLTON, NJ

AUM $44.2MTEAM 2REPS 2

DE CESARE RETIREMENT SPECIALISTS

RIA

MARLTON, NJ

AUM $38.1MTEAM 1REPS 1

SOUND WEALTH LLC

RIA

MARLTON, NJ

AUM $28.5MTEAM 3REPS 1
More RIAs in MARLTON →All New Jersey RIAs →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth