Pine Valley Investments

RIASEC RegisteredEst. 2015

Total AUM

$2.7B

Discretionary

$2.7B

100% of AUM

Avg account

$462K

Accounts

5,785

Employees

Advisory reps

Firm details

Headquarters: Marlton, New Jersey
CRD number: 173995
Registered since: January 8, 2015
Website: www.pinevalleyinvestments.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI71.34%
Individuals14.52%
Other Investment Advisers6.92%
Pooled Investment Vehicles4.64%
Charitable Organizations1.5%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pine Valley Investments is an independent, SEC-registered advisory firm operating as a limited liability company and owned by an individual. The firm positions itself as a capital allocator for both individual/family and institutional clients, charging fees as a percentage of assets under management. Its advisory services encompass financial planning, portfolio management for individuals and pooled vehicles, pension consulting, and selection of other advisers, indicating a mix of direct discretionary management and outsourced/subadvisory relationships. Pine Valley does not identify as an active ESG investor and is not flagged as a multistate adviser in the snapshot data. The firm has some involvement on the sponsor/manager side of pooled vehicles: industry affiliations list roles such as insurance company sponsor, general partner, and managing member of pooled investment vehicles. Pine Valley received recognition from Citywire in 2021 as one of the "50 Growers Across America."