PIEDMONT CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2021
Total AUM
$232M
Discretionary
$232M
100% of AUM
Avg account
$198K
Accounts
1,172
Employees
3
Advisory reps
2

Firm details

Headquarters
WHITEFISH, Montana
CRD number
165775
Registered since
May 7, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI58.45%
  • Individuals40.84%
  • Charitable Organizations0.41%
  • Corporations / Businesses0.3%
Services
Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Piedmont Capital Management, LLC is an independent RIA organized as an LLC that registered with the SEC in 2021. The firm serves both individual/family and institutional clients, charging fees as a percentage of assets under management and offering financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. Piedmont identifies as an equity-preferring manager, is not positioned as a capital allocator, and does not market itself as an ESG-focused adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 87%, US Government Bonds 4%, Public Funds/Mutual Funds 4%, Non-Exchange Traded Equities 2%, Cash & Cash Equivalents 2%87%
  • Exchange Traded Equities87%
  • US Government Bonds4%
  • Public Funds/Mutual Funds4%
  • Non-Exchange Traded Equities2%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Andrew Coco

    PartnerCRD 6991480

  • THOMAS SCHUCH

    PartnerCRD 5971148

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 25

Active vs passive

$213M in ETFs

Passive

76%

$161M

Active

12%

$51.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD HIGH DIVIDEND YIELD INDEX FUND (VYM)Vanguard$24.3M163,82311.44%

Location

Primary office

WHITEFISH, MT

FLATHEAD

Location

WHITEFISH, MT

Headquartered in WHITEFISH, MT, in the West of the United States.

Region
West
County
FLATHEAD
Address
6442 US Highway 93 S
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth