Pictet Asset Management (USA) Corp

RIASEC RegisteredEst. 2021
Total AUM
$382M
Discretionary
$382M
100% of AUM
Avg account
$38.2M
Accounts
10
Employees
14
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
306378
Registered since
January 11, 2021
Custodians
J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles90.59%
  • Pension & Profit Sharing Plans9.41%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pictet Asset Management (USA) Corp is a U.S.-registered, institutional RIA that began SEC registration in 2021 and serves primarily institutional clients. The firm provides portfolio management for investment companies and pooled investment vehicles and is registered to operate as a commodity pool operator/commodity trading advisor (CPO/CTA). Its business model includes both percentage-of-AUM and performance-based fee arrangements. The firm reports being an active ESG investor and has a foreign ownership element in its structure. Regulatory and business affiliations extend beyond traditional advisory activities: the entity is connected with broker-dealer and futures/margin infrastructure, and it lists roles tied to sponsoring pooled investment vehicles and related sponsor/manager activities. These affiliations suggest the firm operates across pooled product management and execution channels in addition to discretionary portfolio mandates.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Sovereign Bonds 78%, Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 10%, Non-Investment Grade Corp Bonds 1%78%
  • Sovereign Bonds78%
  • Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents10%
  • Non-Investment Grade Corp Bonds1%

Owners & executives

2 of 2
  • Elizabeth Dillon

    Elizabeth Dillon

    Chief Executive OfficerCRD 4396642

  • Laurent Gaye

    Chief Technology OfficerCRD 8182563

Contacts

3 of 5
  • Nicolas Tschopp

    Nicolas Tschopp

    Associate General CounselCRD 6760312

  • Niall Quinn

    Niall Quinn

    DirectorCRD 6559472

  • Nobel Gulati

    Nobel Gulati

    Non-Executive DirectorCRD 2765281

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
712 5th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth