Phoenix Financial Engineering, LLC

Overview

Phoenix Financial Engineering, LLC is a small, independent registered investment advisor that serves individual and family clients with a mix of financial planning, portfolio management for individuals and small businesses, and educational seminars. The firm operates with an owner-led structure and offers fee arrangements that include a percentage of assets under management, as well as hourly and fixed-fee engagements. Investment activity is concentrated on equities, with an explicit preference for exchange-traded instruments and a non-ESG stance. The firm manages client relationships on a non-discretionary basis, meaning clients retain final trading authority and the advisor provides recommendations and planning rather than exercising trading discretion on most accounts. Their practical allocation emphasis is equity-centric: exchange-traded equities represent the largest single asset class in the books, and that equity focus drives portfolio construction and manager selection. Given the small client base and one-office footprint, the firm appears positioned to deliver hands-on, advisory-led relationships rather than scale-driven institutional services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices