Phingers And Toze Investments, LLC

RIASEC Registered
Total AUM
$71.4M
Discretionary
$71.4M
100% of AUM
Avg account
$11.9M
Accounts
6
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
131185
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Phingers And Toze Investments, LLC is a privately held limited liability company that provides portfolio management for individual and small business clients. Ownership is held by an individual and the firm charges clients on a percentage-of-assets-under-management basis. The adviser appears to operate on a single-state footprint and is not identified as an active ESG investor, pension consultant, or capital allocator. Registration details are limited (SEC registration year not provided) and the firm is recorded as an unclassified adviser in the available snapshot.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 45%, Exchange Traded Equities 32%, Cash & Cash Equivalents 23%45%
  • Non-Exchange Traded Equities45%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents23%

Contacts

1 of 1
  • Robert Rogers

    PartnerCRD 2516272

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth