PHILLIPS RAY CAPITAL MANAGEMENT, INC.

Overview

Phillips Ray Capital Management, Inc. is a small, privately owned registered investment adviser that focuses on discretionary portfolio management for individuals, small businesses and institutions. The firm registered with the SEC in 2022 and runs a fee model that combines a percentage-of-assets approach with performance-based fee arrangements for select client relationships. Its stated preference is equities, and its operating model centers on hands-on portfolio management rather than passive custodial-only advisory services — the firm manages the vast majority of client assets on a discretionary basis. Investment activity shows a clear equity bias: most client capital is positioned in exchange-traded instruments, which the firm uses as the core building blocks of client portfolios. Phillips Ray also supplements equity exposure with fixed-income instruments and uses alternative asset allocations — notably real estate, commodities and oil & gas — via third-party managers to add diversification, inflation protection and income generation where appropriate.

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