Phillips and Company Advisors LLC

RIASEC Registered

Total AUM

$2.7B

Discretionary

$1.2B

45% of AUM

Avg account

$996K

Accounts

2,675

Employees

Advisory reps

Firm details

Headquarters: Portland, Oregon
CRD number: 167214
Registered since: October 31, 2011
Website: phillipsandco.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI60.53%
Pension & Profit Sharing Plans22.66%
Individuals8.99%
Charitable Organizations4.1%
Corporations / Businesses3.71%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Phillips and Company Advisors LLC is an independent, individual-owned RIA that acts as a capital allocator for both high-net-worth individuals/families and institutional clients. The firm is registered with the SEC (registered in 2011) and provides a mix of advisory services including financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting and the selection of other advisers. Its fee arrangements include percentage-of-AUM billing, fixed fees and performance-based fees, suggesting mandate structures that can include incentive-linked manager compensation. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.