Pflug Koory, LLC
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 109268
- Registered since
- September 26, 2000
- Website
- www.pkllc.com
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- Individuals81.23%
- Charitable Organizations11%
- HNWI7.77%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Pflug Koory, LLC is a limited liability investment adviser that manages portfolios for both individual and institutional clients. The firm runs an equity-first strategy, favoring exchange-traded equities as the primary building blocks of client portfolios while using ETFs to provide core exposure, liquidity and sector tilts. Portfolio management services are provided on a discretionary basis for most relationships, with a smaller non-discretionary component. Fee arrangements include a percentage-of-AUM model and hourly charges for certain engagements. The firm is not an active ESG investor and does not present itself as a multi-state or pension consultant adviser; its client base mixes individuals, families and institutional entities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities54%
- Public Funds/Mutual Funds18%
- Cash & Cash Equivalents15%
- US Government Bonds9%
- Investment Grade Corp Bonds3%
Contacts
3 of 4Thomas Pflug
Financial AdvisorCRD 2148752
Marcia Koory
PrincipalCRD 1148754
Karen Sulentic
Operations ManagerCRD 7239531
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 135Active vs passive
$27.7M in ETFs
86%
$23.9M
14%
$3.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB SHORT-TERM US TREASURY ETF (SCHO) | Schwab | Passive | Short Government | $4.6M | 191,515 | 16.78% |
Location
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 11312 Q St
- Time zone
- CT (UTC-6)
- Office locations
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