PFLUG KOORY, LLC

RIASEC RegisteredEst. 2000
Total AUM
$347M
Discretionary
$325M
94% of AUM
Avg account
$2.8M
Accounts
124
Employees
2
Advisory reps
4

Firm details

Headquarters
OMAHA, Nebraska
CRD number
109268
Registered since
September 26, 2000
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals81.23%
  • Charitable Organizations11%
  • HNWI7.77%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pflug Koory, LLC is a limited liability investment adviser that manages portfolios for both individual and institutional clients. The firm runs an equity-first strategy, favoring exchange-traded equities as the primary building blocks of client portfolios while using ETFs to provide core exposure, liquidity and sector tilts. Portfolio management services are provided on a discretionary basis for most relationships, with a smaller non-discretionary component. Fee arrangements include a percentage-of-AUM model and hourly charges for certain engagements. The firm is not an active ESG investor and does not present itself as a multi-state or pension consultant adviser; its client base mixes individuals, families and institutional entities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 18%, Cash & Cash Equivalents 15%, US Government Bonds 9%, Investment Grade Corp Bonds 3%, State & Local Bonds 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds18%
  • Cash & Cash Equivalents15%
  • US Government Bonds9%
  • Investment Grade Corp Bonds3%

Contacts

3 of 4
  • THOMAS PFLUG

    Financial AdvisorCRD 2148752

  • MARCIA KOORY

    PrincipalCRD 1148754

  • Karen Sulentic

    Operations ManagerCRD 7239531

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 135

Active vs passive

$27.7M in ETFs

Passive

86%

$23.9M

Active

14%

$3.8M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB SHORT-TERM US TREASURY ETF (SCHO)SchwabPassiveShort Government$4.6M191,51516.78%

Location

Primary office

OMAHA, NE

DOUGLAS

Location

OMAHA, NE

Headquartered in OMAHA, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
DOUGLAS
Address
11312 Q St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth