PETTINGA FINANCIAL ADVISORS, LLC

RIASEC RegisteredEst. 2011

Total AUM

$1.3B

Discretionary

$1.3B

98% of AUM

Avg account

$563K

Accounts

2,267

Employees

Advisory reps

Firm details

Headquarters: EVANSVILLE, Indiana
CRD number: 156369
Registered since: February 11, 2011
Website: pettinga.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.23%
Individuals13.85%
Pension & Profit Sharing Plans7.72%
Corporations / Businesses6.16%
Charitable Organizations2.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pettinga Financial Advisors, LLC is an independent registered investment adviser formed in 2011 that serves both individual/family and institutional clients. The firm operates as a capital allocator and offers a mix of financial planning and portfolio management services for individuals, small businesses, and institutions, plus pension consulting and selection of other advisers. Its fee model includes both percentage-of-AUM and fixed-fee arrangements. Pettinga does not self-identify as an active ESG investor and is described as a single-state adviser in the snapshot data despite operating multiple offices. The firm maintains a broad set of industry affiliations that extend beyond advisory work — relationships listed include broker-dealer, other investment adviser, commodity pool/CTA roles, accounting and law firms, insurance companies, pension consulting, real estate brokerage, and sponsorship or managing roles for pooled and non-pooled investment vehicles. Pettinga received a mention on FA Magazine’s “Top RIA Firms” list in 2020.