Pettinga Financial Advisors, LLC

RIASEC RegisteredEst. 2011

Total AUM

$1.3B

Discretionary

$1.3B

98% of AUM

Avg account

$563K

Accounts

2,267

Employees

Advisory reps

Firm details

Headquarters: Evansville, Indiana
CRD number: 156369
Registered since: February 11, 2011
Website: pettinga.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.23%
Individuals13.85%
Pension & Profit Sharing Plans7.72%
Corporations / Businesses6.16%
Charitable Organizations2.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pettinga Financial Advisors, LLC is an independent, SEC-registered RIA that has been operating since 2011. The firm acts as a capital allocator serving both individuals/families and institutional clients, charging a mix of percentage-of-AUM and fixed fees. Its advisory capabilities include financial planning, portfolio management for individual and business/institutional clients, pension consulting, and manager selection. Pettinga does not identify as an active ESG investor and is not listed as a multi-state adviser in the reporting data. The firm maintains a broad set of industry relationships and roles that extend beyond pure advisory work. Affiliations disclosed include broker‑dealer relationships and connections to accounting, legal and insurance firms, and the firm has involvement as a sponsor or general partner of pooled investment vehicles and other sponsored limited partnerships. Pettinga appeared on the FA Magazine Top RIA Firms list in 2020.