Pettinga Financial Advisors, LLC
Firm details
- Headquarters
- Evansville, Indiana
- CRD number
- 156369
- Registered since
- February 11, 2011
- Website
- pettinga.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI70.23%
- Individuals13.85%
- Pension & Profit Sharing Plans7.72%
- Corporations / Businesses6.16%
- Charitable Organizations2.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Pettinga Financial Advisors, LLC is an independent registered investment adviser that has been SEC-registered since 2011. The firm serves individual and family clients along with institutional and business accounts, operating as a capital allocator that combines financial planning with portfolio management services for individuals, small businesses and institutions. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. Pettinga also provides pension consulting and selection-of-other-advisers services as part of its advisory offering. The firm was named a Top RIA Firm by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities8%
- US Government Bonds6%
- State & Local Bonds3%
- Private Funds3%
Owners & executives
2 of 2
Tonya Borders
COO & CFOCRD 5307748
Mark Pettinga
CEOCRD 2535819
Contacts
3 of 6
Joel Mullins
Director of TradingCRD 4234199
Brian Goebel
Financial AdvisorCRD 4581023
Matthew Volkman
Financial AdvisorCRD 2511388
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 114Active vs passive
$585M in ETFs
74%
$431M
13%
$153M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $54.5M | 71,126 | 9.32% |
Location
Evansville, IN
Vanderburgh
Location
Evansville, IN
Headquartered in Evansville, IN, in the Midwest of the United States.
- Region
- Midwest
- County
- Vanderburgh
- Address
- 215 Nw Martin Luther King Jr Blvd
- Time zone
- ET (UTC-5)
- Office locations
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