Pettinga Financial Advisors, LLC

RIASEC Registered

Total AUM

$1.3B

Discretionary

$1.3B

98% of AUM

Avg account

$563K

Accounts

2,267

Employees

Advisory reps

Firm details

Headquarters: Evansville, Indiana
CRD number: 156369
Registered since: February 11, 2011
Website: pettinga.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.23%
Individuals13.85%
Pension & Profit Sharing Plans7.72%
Corporations / Businesses6.16%
Charitable Organizations2.05%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Pettinga Financial Advisors, LLC is an independent registered investment adviser that has been SEC-registered since 2011. The firm serves individual and family clients along with institutional and business accounts, operating as a capital allocator that combines financial planning with portfolio management services for individuals, small businesses and institutions. Fee arrangements include both percentage-of-AUM and fixed-fee engagements. Pettinga also provides pension consulting and selection-of-other-advisers services as part of its advisory offering. The firm was named a Top RIA Firm by FA Magazine in 2020.