Pennantpark Investment Advisers, LLC

RIASEC Registered
Total AUM
$6.2B
Discretionary
$6.1B
100% of AUM
Avg account
$410M
Accounts
15
Employees
91
Advisory reps
6

Firm details

Headquarters
Miami Beach, Florida
CRD number
143149
Registered since
March 13, 2007
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Business Development Companies65.13%
  • Pooled Investment Vehicles34.87%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pennantpark Investment Advisers, LLC is an SEC-registered investment manager organized as an LLC and active since 2007. The firm operates primarily for institutional clients and is structured to run and sponsor pooled investment vehicles: it serves as portfolio manager for investment companies and other pooled vehicles and acts in sponsor/GP and managing-member roles. Its business footprint includes CPO/CTA activity. The firm is classified across hedge fund and private equity strategies and describes itself as a multifaceted fund manager. Fee arrangements include both AUM-based and performance-based components, and the firm identifies as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

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Contacts

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Miami Beach, FL

Miami Dade

Location

Miami Beach, FL

Headquartered in Miami Beach, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
1691 Michigan Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth