PENNANTPARK INVESTMENT ADVISERS, LLC
Firm details
- Headquarters
- MIAMI BEACH, Florida
- CRD number
- 143149
- Registered since
- March 13, 2007
- Website
- www.pennantpark.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Business Development Companies65.13%
- Pooled Investment Vehicles34.87%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles
Firm profile
FINTRXOverview
Pennantpark Investment Advisers, LLC is a manager that blends hedge fund and private equity-style strategies with pooled investment vehicles targeted at institutional clients. The firm operates as a manager and sponsor of pooled vehicles and is registered to act in CPO/CTA capacities, which points to direct trading and programmatic strategies alongside fund management. Fee arrangements include both a percentage-of-assets component and performance-based fees, aligning compensation with asset growth and absolute/relative performance outcomes. Investment activity is concentrated through managed funds and pooled vehicles rather than broad retail advisory relationships. Pennantpark expresses an institutional allocation focus and is an active ESG investor, suggesting that environmental, social and governance factors are incorporated into either security selection, manager due diligence, portfolio construction, or some combination of those processes.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2GERALD CUMMINS
Chief Compliance OfficerCRD 1322563
RICHARD ALLORTO
Chief Financial OfficerCRD 5820810
Contacts
3 of 4ARTHUR PENN
Founder and Managing PartnerCRD 1884880
ILENE PENN
TrusteeCRD 5511699
Lee Caney
TrusteeCRD 7739569
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MIAMI BEACH, FL
MIAMI DADE
Location
MIAMI BEACH, FL
Headquartered in MIAMI BEACH, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.
- Metro area
- Miami-Port St. Lucie-Fort Lauderdale, FL
- Region
- South
- County
- MIAMI DADE
- Address
- 1691 Michigan Ave
- Time zone
- ET (UTC-5)
- Office locations
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