PENN MUTUAL ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- CONSHOHOCKEN, Pennsylvania
- CRD number
- 107518
- Registered since
- February 2, 1990
- Website
- www.pennmutualam.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Insurance Companies78%
- Investment Companies21.93%
- Corporations / Businesses0.06%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Penn Mutual Asset Management, LLC is an institutional-focused investment manager and capital allocator that has been SEC-registered since 1990. Organized as an LLC and owned by domestic entities and individuals, the firm charges fees as a percentage of assets under management and describes its business activities to include acting as a commodity pool operator/commodity trading advisor (CPO/CTA). Its advisory mandate spans portfolio management for investment companies and pooled vehicles, management for businesses and institutions, and the selection of sub-advisers. The firm reports industry ties that include broker-dealer, other investment adviser, and insurance company relationships. Penn Mutual does not position itself as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other45%
- Investment Grade Corp Bonds40%
- State & Local Bonds6%
- Non-Investment Grade Corp Bonds4%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3RICHARD KLENK
Chief Financial OfficerCRD 8145249
DAVID MICHAEL O'MALLEY
Chairman, President & CEOCRD 4468593
Stephen Kennedy
Chief Operating OfficerCRD 2531263
Contacts
3 of 3Trevor Williams
Managing Director & Portfolio ManagerCRD 4614810
KEITH HUCKERBY
Home Office AssociateCRD 2641591
VICTORIA ROBINSON
Financial Advisor and Registered RepresentativeCRD 4556827
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$904K in ETFs
100%
$904K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK JP MORGAN EM LOCAL CURRENCY BOND ETF (EMLC) | VanEck | Passive | Emerging Markets Local Currency Bond | $452K | 18,000 | 50.00% |
Location
CONSHOHOCKEN, PA
MONTGOMERY
Location
CONSHOHOCKEN, PA
Headquartered in CONSHOHOCKEN, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- MONTGOMERY
- Address
- 8 Tower Brg Washington St
- Time zone
- ET (UTC-5)
- Office locations
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