Penn Mutual Asset Management, LLC
Firm details
- Headquarters
- Conshohocken, Pennsylvania
- CRD number
- 107518
- Registered since
- February 2, 1990
- Website
- www.pennmutualam.com
- Custodians
- THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM
- Client types
- Insurance Companies78%
- Investment Companies21.93%
- Corporations / Businesses0.06%
- Services
- Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Penn Mutual Asset Management, LLC operates as an institutional registered investment adviser organized as an LLC and registered with the SEC since 1990. The firm serves institutional clients and charges fees as a percentage of assets under management. It functions as a capital allocator and maintains CPO/CTA activities alongside a range of advisory services: portfolio management for investment companies, pooled investment vehicles, and businesses or institutions, plus the selection of other advisers. Penn Mutual Asset Management reports affiliations with a broker-dealer, another investment adviser, and an insurance company. The firm does not identify as an active ESG investor and is not a multi-state or newly formed adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Other45%
- Investment Grade Corp Bonds40%
- State & Local Bonds6%
- Non-Investment Grade Corp Bonds4%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3
David Michael O'malley
Chairman, President & CEOCRD 4468593
Stephen Kennedy
Chief Operating OfficerCRD 2531263
Richard Klenk
Chief Financial OfficerCRD 8145249
Contacts
3 of 3
Victoria Robinson
Financial Advisor and Registered RepresentativeCRD 4556827
Trevor Williams
Managing Director & Portfolio ManagerCRD 4614810
Keith Huckerby
Home Office AssociateCRD 2641591
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$920K in ETFs
100%
$920K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANECK JP MORGAN EM LOCAL CURRENCY BOND ETF (EMLC) | JP Morgan | Passive | Emerging Markets Local Currency Bond | $460K | 18,000 | 50.00% |
Location
Conshohocken, PA
Montgomery
Location
Conshohocken, PA
Headquartered in Conshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Montgomery
- Address
- 8 Tower Brg Washington St
- Time zone
- ET (UTC-5)
- Office locations
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