Pecora Capital LLC

RIASEC Registered
Total AUM
$83M
Discretionary
$83M
100% of AUM
Avg account
$9.2M
Accounts
9
Employees
4
Advisory reps
4

Firm details

Headquarters
Miami, Florida
CRD number
308178
Custodians
INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Pecora Capital LLC is an independent registered investment adviser organized as an LLC that manages portfolios for individuals, families and small businesses. The firm provides portfolio management both for direct client accounts and for pooled investment vehicles, and charges a traditional percentage-of-AUM fee with the ability to negotiate performance-based fees on applicable mandates. Its filings indicate it does not identify as a capital allocator and it does not flag ESG integration as part of its investment approach. The adviser is not listed as a multi-state adviser on its filing, despite reporting multiple office locations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 97%, Cash & Cash Equivalents 3%97%
  • Exchange Traded Equities97%
  • Cash & Cash Equivalents3%

Contacts

3 of 4
  • Aaron Smith

    Aaron Smith

    FounderCRD 4370618

  • Thomas Kleber

    Thomas Kleber

    Global Head of EquitiesCRD 7021717

  • Joseph Chiaro

    Sales AssistantCRD 5864533

Unlock 1 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Miami, FL

Miami Dade

Location

Miami, FL

Headquartered in Miami, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Miami Dade
Address
601 Brickell Key Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth