PEAVINE CAPITAL, LLC

RIASEC RegisteredEst. 2013
Total AUM
$496M
Discretionary
$496M
100% of AUM
Avg account
$24.8M
Accounts
20
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
159922
Registered since
January 25, 2013
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Other
Client types
  • Corporations / Businesses54.09%
  • HNWI45.91%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Peavine Capital, LLC is an SEC-registered investment adviser that manages concentrated portfolios for a small roster of high-net-worth and institutional clients. The firm’s mandate emphasizes public funds and pooled vehicles rather than direct stock picking: its portfolio tilt is toward broad-market ETFs and mutual funds, with a light allocation to individual equities. Peavine provides discretionary portfolio management for individuals, small businesses and institutional clients, charging fees that include a percentage of AUM and other fee arrangements. The firm does not identify as an active ESG investor and operates under a single-owner structure that has been SEC-registered since 2013. Peavine’s investment approach shows a preference for passive, liquid exposure via index ETFs and mutual funds. That preference appears across client accounts and separately managed assets, and the firm maintains custody of client assets through a major national custodian, which supports a model built around standardized fund wrappers and SMA execution rather than an extensive direct private-market or alternative manager footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 3%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • KENNETH LAMBERT

    Managing MemberCRD 2531553

  • JENNIFER LAMBERT

    Managing MemberCRD 5116977

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$438M in ETFs

Passive

100%

$437M

Active

<1%

$1.3M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$184M283,62442.08%

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth