PEATTIE CAPITAL MANAGEMENT

RIASEC Registered
Total AUM
$39M
Discretionary
$39M
100% of AUM
Avg account
$1.9M
Accounts
20
Employees
1
Advisory reps
1

Firm details

Headquarters
STAMFORD, Connecticut
CRD number
144248
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI100%
Services
Portfolio Management for IndividualsPublication of Periodicals

Firm profile

FINTRX

Overview

Peattie Capital Management operates as a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm engages in the publication of periodicals or newsletters, which indicates a commitment to educating its clients and keeping them informed about market trends and investment strategies. Peattie Capital Management does not classify itself as an ESG investor, suggesting its investment strategies may not specifically prioritize environmental, social, and governance factors. The firm is structured to charge fees based on a percentage of assets under management, aligning its interests with those of its clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 100%100%
  • Exchange Traded Equities100%

Contacts

1 of 1
  • WILLIAM PEATTIE

    Founder and Managing MemberCRD 1402357

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

STAMFORD, CT

FAIRFIELD

Location

STAMFORD, CT

Headquartered in STAMFORD, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
1200 High Ridge Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth