Pearson Financial Services

RIASEC Registered
Total AUM
$885M
Discretionary
$885M
100% of AUM
Avg account
$461K
Accounts
1,921
Employees
8
Advisory reps
6

Firm details

Headquarters
Dennis, Massachusetts
CRD number
130143
Website
www.spearsonfinancial.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI79.1%
  • Individuals20.9%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Pearson Financial Services is an independent registered investment adviser organized as an LLC and owned by an individual. The firm focuses on portfolio management for individuals and small businesses and serves an individual and family client base. Its fee model includes percentage-of-AUM billing, fixed fees, and commission-based arrangements. The firm does not identify as an active ESG investor and does not act as a capital allocator; its filings do not list an SEC registration year. Pearson maintains industry relationships with accounting and law firms to support its advisory work and client service model.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 74%, Exchange Traded Equities 17%, Cash & Cash Equivalents 3%, US Government Bonds 2%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%74%
  • Public Funds/Mutual Funds74%
  • Exchange Traded Equities17%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%
  • State & Local Bonds2%

Contacts

3 of 6
  • Coral Murphy

    Coral Murphy

    Operations ManagerCRD 3145896

  • Debra Coccoro

    Debra Coccoro

    OwnerCRD 6543508

  • Christopher Dupee

    Christopher Dupee

    Registered RepresentativeCRD 4672762

Unlock 3 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dennis, MA

Barnstable

Location

Dennis, MA

Headquartered in Dennis, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Barnstable
Address
586 Main St
Time zone
ET (UTC-5)
Office locations

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