Peakview Strategies

RIASEC Registered
Total AUM
$18M
Discretionary
$18M
100% of AUM
Avg account
$223K
Accounts
81
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
318488
Custodians
CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI79.77%
  • Individuals20.23%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Peakview Strategies is a small, independent registered investment adviser organized as an LLC and run by an individual owner. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. Its operating profile includes accountant services alongside investment advice. Peakview charges a mix of percentage-of-AUM, hourly, and fixed fees. The adviser is not positioned as a capital allocator, does not describe itself as an ESG investor, and does not operate as a multi-state or pension consultant adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Cash & Cash Equivalents 2%, Exchange Traded Equities 1%97%
  • Public Funds/Mutual Funds97%
  • Cash & Cash Equivalents2%
  • Exchange Traded Equities1%

Contacts

1 of 1
  • Michael Daley

    Michael Daley

    FounderCRD 6019790

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth