PEAK ROCK CAPITAL LLC

RIASEC RegisteredEst. 2012
Total AUM
$7.3B
Discretionary
$7.3B
100% of AUM
Avg account
$251M
Accounts
29
Employees
55
Advisory reps
4

Firm details

Headquarters
AUSTIN, Texas
CRD number
165138
Registered since
September 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Peak Rock Capital LLC operates as a private equity sponsor and manager focused on pooled investment vehicles for institutional clients. The firm runs a portfolio-heavy strategy centered on private equity commitments while using external managers to round out hedge fund and real estate exposure. Peak Rock charges a combination of asset-based fees and performance-linked fees, reflecting an alignment with typical private equity economics, and identifies itself as an active ESG investor — it incorporates environmental, social and governance factors into underwriting and ongoing portfolio monitoring. On the business side, Peak Rock serves primarily institutional investors and acts in multiple roles: adviser to pooled funds, general partner/sponsor, and managing member of its investment vehicles. The firm has been SEC-registered since 2012 and structures its advisory work around concentrated, fund-level management rather than a broad capital-allocation business.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • ANTHONY DISIMONE

    Chief Executive OfficerCRD 6024732

  • JUNGWOO CHOI

    Chief Financial Officer & Chief Compliance OfficerCRD 4919743

  • JOHN SCATA

    Chief Compliance OfficerCRD 2575712

Contacts

1 of 1
  • STEVEN MARTINEZ

    PresidentCRD 2511668

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

AUSTIN, TX

TRAVIS

Location

AUSTIN, TX

Headquartered in AUSTIN, TX, in the South of the United States.

Region
South
County
TRAVIS
Address
13413 Galleria Cir
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth