PEAK FINANCIAL PLANNING
Firm details
- Headquarters
- CANOGA PARK, California
- CRD number
- 317288
- Registered since
- April 17, 2026
- Custodians
- CHARLES SCHWAB & CO., INC., ALTRUIST FINANCIAL LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI73.66%
- Individuals26.34%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Peak Financial Planning is an independent registered investment adviser operating as a limited liability company. The firm reports SEC registration in 2026 and is owned by a domestic entity and an individual. Its client focus is individuals and families, with advisory work that also extends to small-business portfolio management. Compensation is a mix of percentage-of-assets and fixed fees. Services emphasized in filings are financial planning and portfolio management for individual and small-business clients. The snapshot indicates the firm does not position itself as an active ESG investor or as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds50%
- Exchange Traded Equities35%
- US Government Bonds5%
- Other5%
- Cash & Cash Equivalents3%
Contacts
3 of 4Joseph Perez
ParaplannerCRD 7862534
MATTHEW WARNER
Financial PlannerCRD 7756618
Sean Stevenson
Wealth AdvisorCRD 6901774
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CANOGA PARK, CA
LOS ANGELES
Location
CANOGA PARK, CA
Headquartered in CANOGA PARK, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 21201 Victory Blvd
- Time zone
- PT (UTC-8)
- Office locations
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