PDM Investment Services, LLC

RIASEC Registered
Total AUM
$33M
Discretionary
$33M
100% of AUM
Avg account
$688K
Accounts
48
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
155217
Fee structure
Percentage of AUM
Client types
  • HNWI60.61%
  • Individuals39.39%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsSecurity Ratings / Pricing ServicesMarket Timing Services

Firm profile

FINTRX

Overview

PDM Investment Services, LLC is an independent, individually owned registered investment adviser operating as an LLC that focuses on serving individual and family clients. The firm acts as a capital allocator and charges advisory fees calculated as a percentage of assets under management. Core advisory services include financial planning and portfolio management for individuals and small businesses, selection and oversight of third‑party managers, and publication of investment commentary or newsletters. The firm also provides security pricing or ratings and engages in market‑timing services. PDM does not flag itself as an active ESG investor and is not positioned as a multi‑state or pension consultant advisor.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 55%, Exchange Traded Equities 20%, Sovereign Bonds 10%, Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 5%55%
  • Non-Exchange Traded Equities55%
  • Exchange Traded Equities20%
  • Sovereign Bonds10%
  • Investment Grade Corp Bonds10%
  • Cash & Cash Equivalents5%

Contacts

1 of 1
  • Philip Michalek

    President & Investment Advisor RepresentativeCRD 5854918

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth