PCM ENCORE, LLC

RIASEC RegisteredEst. 2024
Total AUM
$1.9B
Discretionary
$1.9B
100% of AUM
Avg account
$3.1M
Accounts
629
Employees
14
Advisory reps
9

Firm details

Headquarters
ASPEN, Colorado
CRD number
333127
Registered since
October 3, 2024
Website
encoreinvestment.com
Custodians
MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI90.64%
  • Corporations / Businesses8.32%
  • Individuals1.04%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

PCM Encore, LLC is an independent, SEC-registered registered investment adviser organized as an LLC in 2024. The firm operates as a capital allocator for both individuals/families and institutional clients, offering fee arrangements that include a percentage of assets under management as well as fixed fees. Advisory services listed include financial planning, portfolio management for individuals, small businesses and institutions, and selection of other advisers. The firm also acts as sponsor/GP/managing member of pooled investment vehicles and identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 49%, Public Funds/Mutual Funds 20%, Other 18%, Non-Exchange Traded Equities 7%, Private Funds 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%49%
  • Exchange Traded Equities49%
  • Public Funds/Mutual Funds20%
  • Other18%
  • Non-Exchange Traded Equities7%
  • Private Funds2%

Owners & executives

2 of 2

  • Samuel Rice

    Chief Compliance Officer, Investment Advisor RepresentativeCRD 7979729

  • Michael Paulus

    CEO & Investment Advisor RepresentativeCRD 7979333

Contacts

3 of 7

  • KYLE BOUCHER

    Vice President, Financial PlannerCRD 6780866

  • ALIXANDRIA TUCCI

    Financial PlannerCRD 6166721

  • Joseph Hendrickson

    Tax SpecialistCRD 8141810

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 43

Active vs passive

$93.5M in ETFs

Passive

90%

$84.2M

Active

7%

$9.4M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$9.9M15,22610.63%
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Location

Primary office

ASPEN, CO

PITKIN

Location

ASPEN, CO

Headquartered in ASPEN, CO, anchoring the Edwards-Glenwood Springs, CO metro in the West.

Metro area
Edwards-Glenwood Springs, CO
Region
West
County
PITKIN
Address
520 E Cooper Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth