Patrick Mauro Investment Advisor, Inc.

RIASEC RegisteredEst. 2018
Total AUM
$212M
Discretionary
$212M
100% of AUM
Avg account
$822K
Accounts
258
Employees
4
Advisory reps
4

Firm details

Headquarters
,
CRD number
122742
Registered since
May 31, 2018
Website
mauroinvestor.com
Custodians
CHARLES SCHWAB & CO., INC., MORGAN STANLEY & CO. LLC
Fee structure
Percentage of AUM
Client types
  • HNWI89.63%
  • Individuals10.37%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Patrick Mauro Investment Advisor, Inc. is a corporation registered with the SEC since 2018 that provides portfolio management services primarily to individuals and families, including small-business owners. The firm operates on a percentage-of-AUM fee model and focuses on discretionary portfolio management rather than institutional pension consulting or multi-state advisory services. It does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 10%, Investment Grade Corp Bonds 4%, US Government Bonds 3%, Cash & Cash Equivalents 3%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds10%
  • Investment Grade Corp Bonds4%
  • US Government Bonds3%
  • Cash & Cash Equivalents3%

Owners & executives

2 of 2
  • Patrick Mauro

    Patrick Mauro

    Founder, President and Chief Executive OfficerCRD 1130227

  • Anita Mauro

    Chief Operating OfficerCRD 7375565

Contacts

2 of 2
  • Daniel Mauro

    Daniel Mauro

    Portfolio ManagerCRD 4588949

  • Mary Mauro

    SecretaryCRD 4585534

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 4

Active vs passive

$22.9M in ETFs

Passive

100%

$22.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF (IXUS)BlackRockPassiveForeign Large Blend$17.3M199,36075.53%
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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth