PATHWAY FINANCIAL PLANNING, INC.

Overview

Pathway Financial Planning, Inc. is an independent registered investment adviser operating as a corporation with an individual owner. The firm serves primarily individual and family clients and describes itself as a capital allocator that combines financial planning with portfolio management and third‑party manager selection. Its advisory services include fee‑based programs (percentage of AUM), hourly engagements and other fee arrangements, along with educational seminars and financial planning counseling. The firm reports activity as an “Other Financial Product Salesperson” and maintains an industry affiliation with an insurance company, which aligns with its use of annuities among client solutions. Investment preferences emphasize equities: the firm reports a clear tilt toward exchange‑traded equities and a stated preference for equity exposure. Pathway acts more as a non‑discretionary adviser—clients retain execution authority while the firm provides planning, portfolio recommendations and selection of outside managers. The firm does not identify as an active ESG investor and is not positioned as a multi‑state or pension consultant adviser.

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