Pathway Financial Advisers, LLC
Firm details
- Headquarters
- Auburn, Indiana
- CRD number
- 166237
- Registered since
- December 22, 2014
- Website
- www.pathwayria.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI66.15%
- Individuals32.61%
- Pension & Profit Sharing Plans1.01%
- Corporations / Businesses0.12%
- Charitable Organizations0.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Pathway Financial Advisers, LLC is an independent, individually owned registered investment adviser that has been SEC-registered since 2014. The firm provides financial planning, portfolio management for individuals and small businesses, and pension consulting services to a mix of individual, family and institutional clients. Its billing model includes asset-based fees as well as hourly and fixed-fee arrangements. Pathway reports working with accountants as an industry affiliation and does not position itself as a capital allocator or an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities69%
- Investment Grade Corp Bonds19%
- Public Funds/Mutual Funds9%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$49.9M in ETFs
87%
$43.4M
1%
$6.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| FIDELITY HIGH DIVIDEND ETF (FDVV) | Fidelity | Passive | Large Value | $8.1M | 133,560 | 16.25% |
Location
Auburn, IN
De Kalb
Location
Auburn, IN
Headquartered in Auburn, IN, anchoring the Fort Wayne-Huntington-Auburn, IN metro in the Midwest.
- Metro area
- Fort Wayne-Huntington-Auburn, IN
- Region
- Midwest
- County
- De Kalb
- Address
- 4571 County Road 35
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
CX Institutional, LLC
RIAAuburn, IN
CXI Advisors, LLC
RIAAuburn, IN
Reify Wealth Advisors, Inc.
RIAIndianapolis, IN
Elevated Financial Group
RIAIndianapolis, IN
CID Capital II, Inc.
RIACarmel, IN
Gettings Busch Wealth Management
RIALafayette, IN