Pathway Financial Advisers, LLC

RIASEC RegisteredEst. 2014

Total AUM

$524M

Discretionary

$524M

100% of AUM

Avg account

$286K

Accounts

1,832

Employees

Advisory reps

Firm details

Headquarters: Auburn, Indiana
CRD number: 166237
Registered since: December 22, 2014
Website: www.pathwayria.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI66.15%
Individuals32.61%
Pension & Profit Sharing Plans1.01%
Corporations / Businesses0.12%
Charitable Organizations0.11%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Pathway Financial Advisers, LLC is an independent registered investment adviser that has been SEC-registered since 2014 and is owned by an individual. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Fee arrangements include asset-based fees, hourly billing, and fixed-fee engagements, reflecting a mix of ongoing wealth management and project-based advisory work. The firm does not position itself as a capital allocator to external managers and is not flagged as an active ESG investor. Its business profile is centered on direct advisory relationships rather than multi-state or affiliate advisory networks.