PATHSTONE

RIASEC RegisteredEst. 2009

Total AUM

$110B

Discretionary

$65.6B

59% of AUM

Avg account

$4.1M

Accounts

27,165

Employees

704

Advisory reps

187

Firm details

Headquarters: ENGLEWOOD, New Jersey
CRD number: 151736
Registered since: December 4, 2009
Website: www.pathstone.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC, PNC INVESTMENTS LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: HNWI82.51%
Pooled Investment Vehicles9.67%
Charitable Organizations5.75%
Corporations / Businesses1.73%
Pension & Profit Sharing Plans0.28%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Pathstone is an independent, SEC-registered RIA organized as an LLC that serves high-net-worth individuals, families and institutions. The firm operates as a capital allocator and offers a mix of financial planning, portfolio management across individual, pooled and institutional mandates, selection of outside managers and educational programming. Fee arrangements include asset-based fees as well as hourly, fixed and performance-based structures. Pathstone identifies as an active ESG investor and its regulatory filings show affiliations that include acting as a sponsor, general partner or managing member of pooled investment vehicles and relationships with other advisers, CPO/CTAs and trust companies. The firm has been recognized repeatedly in industry rankings, including multiple appearances on Barron’s Top 100 RIA lists (2021–2025), Forbes’ lists of top RIA firms (2022–2024) and other outlets such as FA Magazine (2020), Citywire (2023) and AdvisorHub (2026).