PARTNERS IN FINANCIAL PLANNING, LLC

RIASEC RegisteredEst. 2009
Total AUM
$914M
Discretionary
$914M
100% of AUM
Avg account
$329K
Accounts
2,774
Employees
14
Advisory reps
7

Firm details

Headquarters
SALEM, Virginia
CRD number
151980
Registered since
November 10, 2009
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals63.57%
  • HNWI35.43%
  • Charitable Organizations1%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Partners In Financial Planning, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and active since 2009. The firm serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management tailored to individuals and small businesses. Its revenue model includes asset-based fees, hourly charges and fixed-fee engagements. The firm lists accounting among its business activities and does not identify itself as a capital allocator. Partners In Financial Planning is not positioned as an ESG-focused manager. Its model appears to emphasize model-based portfolio management delivered through custodial relationships rather than operating as a multi-manager or in-house alternative manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, US Government Bonds 2%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%94%
  • Exchange Traded Equities94%
  • US Government Bonds2%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 7
  • PAMELA POLDIAK

    Co-founder & Financial PlannerCRD 4585013

  • STEPHEN BAIN

    PartnerCRD 5811237

  • JAMES PEARMAN

    Co-FounderCRD 2134909

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 82

Active vs passive

$604M in ETFs

Passive

98%

$593M

Active

2%

$10.9M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL BOND MARKET INDEX FUND (BND)VanguardPassiveIntermediate Core Bond$77.1M1,046,57212.77%

Location

Primary office

SALEM, VA

SALEM

Location

SALEM, VA

Headquartered in SALEM, VA, in the South of the United States.

Region
South
County
SALEM
Address
421 S College Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth