Park Place Capital Corporation
Firm details
- Headquarters
- Homewood, Alabama
- CRD number
- 107952
- Registered since
- September 2, 1988
- Website
- parkplacecapital.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIFTH THIRD SECURITIES, INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Banking / Thrift Institutions37.02%
- HNWI26.07%
- Individuals24.05%
- Investment Companies7.62%
- Corporations / Businesses5.23%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Park Place Capital Corporation is a privately held corporate investment advisor and registered representative of a broker-dealer, first registered with the SEC in 1988. The firm serves both individuals/families and institutional clients and operates as a capital allocator — it constructs portfolios and outsources to third-party managers where appropriate. Fee arrangements are mixed: percentage-of-AUM billing alongside hourly and fixed-fee engagements. Advisory services listed in filings include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. Park Place does not identify as an ESG-focused investor. In 2020 the firm was named among "Top RIA Firms to Watch" by investor.com.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities25%
- Cash & Cash Equivalents12%
- US Government Bonds9%
- Investment Grade Corp Bonds7%
Owners & executives
3 of 3
Matthew Foster
President, Chief Investment OfficerCRD 4477994
Paul Ordonio
Chief Compliance OfficerCRD 4584143
Leah Allen
Chief Financial OfficerCRD 7803920
Contacts
3 of 9
Jake Heyer
Senior Managing DirectorCRD 5804833
Jason Hawkins
Senior Portfolio ManagerCRD 5506985
Sarah Burchfield Cobb
Investment Advisory RepresentativeCRD 5704442
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 212Active vs passive
$421M in ETFs
43%
$181M
42%
$240M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| APTUS COLLARED INVESTMENT OPPORTUNITY ETF (ACIO) | Aptus Capital Advisors | Active | Options Trading | $49.5M | 1,071,880 | 11.75% |
Location
Homewood, AL
Jefferson
Location
Homewood, AL
Headquartered in Homewood, AL, anchoring the Birmingham-Hoover-Talladega, AL metro in the South.
- Metro area
- Birmingham-Hoover-Talladega, AL
- Region
- South
- County
- Jefferson
- Address
- 2728 19th Pl S
- Time zone
- CT (UTC-6)
- Office locations
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