Paradigm Wealth Management

RIASEC RegisteredEst. 2019
Total AUM
$116M
Discretionary
$107M
92% of AUM
Avg account
$331K
Accounts
351
Employees
8
Advisory reps
3

Firm details

Headquarters
Lincoln, Nebraska
CRD number
282055
Registered since
March 27, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals50.13%
  • HNWI42.04%
  • Pension & Profit Sharing Plans7.61%
  • Charitable Organizations0.22%
Services
Financial PlanningPortfolio Management for IndividualsPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Paradigm Wealth Management is an independent, owner-operated registered investment adviser formed as an LLC and registered with the SEC in 2019. The firm serves both individual and family clients as well as institutional accounts. It charges a mix of percentage-of-AUM fees along with hourly and fixed-fee arrangements, and does not act as a capital allocator in the sense of running a multi-manager fund business. Advisory services emphasized in filings include comprehensive financial planning, portfolio management for individuals and small businesses, and investor education through periodic publications and seminars or workshops. The adviser does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 36%, Private Funds 3%, State & Local Bonds 1%, Cash & Cash Equivalents 1%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities36%
  • Private Funds3%
  • State & Local Bonds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • Andrew Pool

    Andrew Pool

    Financial AdvisorCRD 2960290

  • Joshua Hoppe

    Joshua Hoppe

    Financial Advising InternCRD 8112220

  • Deborah Moore

    AdminCRD 8217283

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Lincoln, NE

Lancaster

Location

Lincoln, NE

Headquartered in Lincoln, NE, anchoring the Lincoln-Beatrice, NE metro in the Midwest.

Metro area
Lincoln-Beatrice, NE
Region
Midwest
County
Lancaster
Address
8055 O St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth