PARADIGM, STRATEGIES IN WEALTH MANAGEMENT, LLC
Firm details
- Headquarters
- MAPLE GROVE, Minnesota
- CRD number
- 110372
- Registered since
- March 6, 2014
- Website
- www.planparadigm.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI84.52%
- Individuals15.15%
- Charitable Organizations0.32%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Paradigm, Strategies In Wealth Management, LLC is an independent, SEC-registered Registered Investment Adviser formed in 2014 and organized as an LLC under individual ownership. It serves both individual and institutional clients and combines financial planning, portfolio management for individuals/small businesses, and portfolio management for businesses or institutions. The firm also operates as an insurance broker and maintains an affiliation with an insurance company, which informs its use of insurance products within client solutions. Fees are charged as a percentage of assets under management and, in some cases, as fixed fees. Paradigm does not characterize itself as an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds52%
- Investment Grade Corp Bonds33%
- Exchange Traded Equities6%
- State & Local Bonds5%
- Cash & Cash Equivalents4%
Contacts
3 of 4WILLIAM STRAND
Founder and PrincipalCRD 1384843
Sean Grote
AdvisorCRD 7688513
Mason DeJoy
Advisor SupportCRD 7988098
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 45Active vs passive
$137M in ETFs
80%
$109M
13%
$28.1M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US DIVIDEND EQUITY ETF (SCHD) | Schwab | Passive | Large Value | $19.6M | 639,830 | 14.31% |
Location
MAPLE GROVE, MN
HENNEPIN
Location
MAPLE GROVE, MN
Headquartered in MAPLE GROVE, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- HENNEPIN
- Address
- 11324 86th Ave N
- Time zone
- CT (UTC-6)
- Office locations
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