Paradigm, Strategies in Wealth Management, LLC

RIASEC Registered
Total AUM
$314M
Discretionary
$314M
100% of AUM
Avg account
$465K
Accounts
675
Employees
5
Advisory reps
4

Firm details

Headquarters
Maple Grove, Minnesota
CRD number
110372
Registered since
March 6, 2014
Website
www.planparadigm.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.52%
  • Individuals15.15%
  • Charitable Organizations0.32%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Paradigm, Strategies in Wealth Management, LLC is an independent registered investment adviser organized as an LLC. The firm is SEC-registered and first registered in 2014. It serves individual and family clients as well as institutional accounts, offering financial planning and portfolio management for individuals, small businesses, and larger business or institutional clients. Paradigm also operates as an insurance broker and lists an insurance company among its industry affiliations. Its typical fee arrangements combine a percentage of assets under management with fixed-fee engagements. The firm does not characterize itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Investment Grade Corp Bonds 33%, Exchange Traded Equities 6%, State & Local Bonds 5%, Cash & Cash Equivalents 4%52%
  • Public Funds/Mutual Funds52%
  • Investment Grade Corp Bonds33%
  • Exchange Traded Equities6%
  • State & Local Bonds5%
  • Cash & Cash Equivalents4%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 47

Active vs passive

$143M in ETFs

Passive

76%

$109M

Active

16%

$34.8M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US LARGE-CAP GROWTH ETF (SCHG)SchwabPassiveLarge Growth$20.8M578,34214.50%
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Location

Primary office

Maple Grove, MN

Hennepin

Location

Maple Grove, MN

Headquartered in Maple Grove, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
11324 86th Ave N
Time zone
CT (UTC-6)
Office locations

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