PARADIEM, LLC

RIASEC RegisteredEst. 2017
Total AUM
$483M
Discretionary
$476M
98% of AUM
Avg account
$1.5M
Accounts
325
Employees
14
Advisory reps
7

Firm details

Headquarters
COVINGTON, Louisiana
CRD number
158200
Registered since
July 31, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI88.69%
  • Individuals8.38%
  • Charitable Organizations2.93%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Paradiem, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2017. The firm serves individual and family clients and offers financial planning and portfolio management for individuals and small businesses. Its fee model includes asset-based fees, hourly charges, and fixed-fee engagements. Paradiem does not identify as an active ESG investor. The firm was recognized by Citywire in its "50 Growers Across America" lists in both 2020 and 2021.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Public Funds/Mutual Funds 16%, Cash & Cash Equivalents 7%, Other 5%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%, Private Funds 1%69%
  • Exchange Traded Equities69%
  • Public Funds/Mutual Funds16%
  • Cash & Cash Equivalents7%
  • Other5%
  • Non-Exchange Traded Equities1%

Owners & executives

1 of 1
  • RAY FENGER

    Chief Compliance Officer & Director of OperationsCRD 6793275

Contacts

3 of 6
  • ERIC DUNAVANT

    Founder & PresidentCRD 3255295

  • Caleb Kelso

    Financial Planning AdvisorCRD 8076928

  • DANIELLE WAUCHOPE

    Vice PresidentCRD 6362274

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 17

Active vs passive

$134M in ETFs

Passive

100%

$133M

Active

0%

$535K

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US DIVIDEND EQUITY ETF (SCHD)SchwabPassiveLarge Value$56.3M1,833,70742.04%

Location

Primary office

COVINGTON, LA

SAINT TAMMANY

Location

COVINGTON, LA

Headquartered in COVINGTON, LA, anchoring the New Orleans-Metairie-Hammond, LA-MS metro in the South.

Metro area
New Orleans-Metairie-Hammond, LA-MS
Region
South
County
SAINT TAMMANY
Address
510 N Jefferson Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth