PALOMA PARTNERS MANAGEMENT COMPANY

RIASEC RegisteredEst. 2011
Total AUM
$30.3B
Discretionary
$30.3B
100% of AUM
Avg account
$10.1B
Accounts
3
Employees
64
Advisory reps
6

Firm details

Headquarters
GREENWICH, Connecticut
CRD number
138460
Registered since
October 17, 2011
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

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Overview

Paloma Partners Management Company operates as a corporation registered with the SEC since 2011 and is organized and run by individual ownership. It is classified as a hedge fund manager that primarily serves institutional clients and acts as a commodity pool operator/commodity trading adviser (CPO/CTA). The firm’s advisory focus is portfolio management for pooled investment vehicles and it also functions as sponsor/GP or managing member of those vehicles. Paloma does not identify as an active ESG investor, and it reports a nonstandard fee structure rather than a simple asset- or performance-based model.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 6
  • DAVID FRIEDMAN

    Managing Director and Chief Compliance OfficerCRD 3252066

  • GRANT RIPPETOE

    Chief Risk OfficerCRD 2561937

  • RAVI SINGH

    CEOCRD 2308409

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

GREENWICH, CT

FAIRFIELD

Location

GREENWICH, CT

Headquartered in GREENWICH, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
FAIRFIELD
Address
2 American Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth