Paloma Partners Management Company

RIASEC Registered
Total AUM
$30.3B
Discretionary
$30.3B
100% of AUM
Avg account
$10.1B
Accounts
3
Employees
64
Advisory reps
5

Firm details

Headquarters
Greenwich, Connecticut
CRD number
138460
Registered since
October 17, 2011
Fee structure
Other
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Paloma Partners Management Company is a corporate hedge fund adviser that serves institutional clients and is registered with the SEC (registration year 2011). The firm functions as an active manager and operator of pooled investment vehicles: it engages in portfolio management for pooled vehicles and is identified as a CPO/CTA and sponsor/GP/managing member of funds. Ownership is listed as individual, and the firm reports a fee structure categorized as "other." Paloma does not report active ESG investing and is not positioned as a multi-state adviser in the source data. Its client mix is institutional, and its business activities emphasize running and advising pooled investment vehicles rather than acting primarily as a capital allocator to outside managers.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

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Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$75.4K in ETFs

Passive

100%

$75.4K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$75.4K101100.00%

Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
2 American Ln
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth