Pale Blue Capital LLC

RIASEC Registered
Total AUM
$1.1K
Discretionary
$1.1K
100% of AUM
Avg account
$121
Accounts
9
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
315455
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals100%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pale Blue Capital LLC is an individually owned, small advisory firm that focuses on discretionary portfolio management for individuals, families and small business or institutional accounts. The firm reports a preference for equities, with exchange-traded equities identified as the most-used asset type. Its fee arrangement combines a percentage-of-AUM structure with the possibility of performance-based fees, a setup that can support both traditional equity management and investments tied to alternative-return arrangements such as private placements or venture allocations. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser. Pale Blue Capital’s stated advisory activities center on managing portfolios for individual and small-business clients and for businesses or institutions, rather than operating as a capital allocator or a pension consultant. The ownership structure and minimal reported assets suggest the firm operates at a very small scale and likely uses third-party managers or custodial platforms to implement client strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 50%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds50%

Contacts

1 of 1
  • Denver Dale

    Denver Dale

    FounderCRD 2228968

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth