Pacifica Partners Capital Management Inc.

RIASEC Registered

Total AUM

$128M

Discretionary

$125M

97% of AUM

Avg account

$310K

Accounts

414

Employees

10

Advisory reps

8

Firm details

Headquarters: Surrey,
CRD number: 162313
Registered since: May 29, 2012
Website: pacificapartners.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.67%
Individuals29.33%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Pacifica Partners Capital Management Inc. is an independent registered investment adviser that works primarily with individuals and families, offering financial planning and portfolio management for individual and small business clients. The firm is SEC-registered (registration year 2012) and bills clients via a mix of percentage-of-AUM fees as well as hourly and fixed-fee arrangements. ESG considerations are an active part of the investment approach, and the firm reports a preference for equity-centered strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities55%
Investment Grade Corp Bonds23%
Cash & Cash Equivalents18%
US Government Bonds2%
Sovereign Bonds2%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 156

Active vs passive

$50.1M in ETFs

Passive

86%

$43.1M

Active

12%

$7M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES 0-1 YEAR TREASURY BOND ETF (SHV)	BlackRock	Passive	Ultrashort Bond	$11.2M	101,696	22.33%

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Primary office

Surrey, null

Location

Surrey, null

Headquartered in Surrey, null.

Address: Suite 213
Office locations

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