PACIFIC PARK FINANCIAL, INC.

RIASEC RegisteredEst. 2005
Total AUM
$222M
Discretionary
$219M
99% of AUM
Avg account
$368K
Accounts
603
Employees
2
Advisory reps
2

Firm details

Headquarters
LAGUNA HILLS, California
CRD number
122867
Registered since
April 20, 2005
Custodians
CHARLES SCHWAB & CO., INC., PONTERA SOLUTIONS INC., PAYCHEX SECURITIES CORPORATION, AMERITAS LIFE INSURANCE CORP.
Fee structure
Percentage of AUM
Client types
  • HNWI75.12%
  • Individuals23.54%
  • Pension & Profit Sharing Plans1.23%
  • Charitable Organizations0.11%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Pacific Park Financial, Inc. is a fee-based advisory firm that manages portfolios for individuals, families and institutional clients. Registered with the SEC since 2005 and owned by an individual principal, the firm emphasizes portfolio management services for both private clients and business or institutional accounts. Its investment approach is centered on public funds and exchange-traded funds as core building blocks, supplemented by selective individual-equity positions and a suite of alternative and fixed-income solutions. The firm charges fees as a percentage of assets under management and does not position itself as an ESG-focused or pension consulting specialist.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 87%, US Government Bonds 5%, Investment Grade Corp Bonds 4%, Exchange Traded Equities 2%, Private Funds 1%, Cash & Cash Equivalents 1%87%
  • Public Funds/Mutual Funds87%
  • US Government Bonds5%
  • Investment Grade Corp Bonds4%
  • Exchange Traded Equities2%
  • Private Funds1%

Owners & executives

1 of 1
  • ROBERT CHARETTE

    VP, Chief Compliance OfficerCRD 5405813

Contacts

1 of 1
  • GARY GORDON

    PresidentCRD 4572155

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 76

Active vs passive

$156M in ETFs

Passive

91%

$143M

Active

8%

$13.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$28.2M88,00518.08%

Location

Primary office

LAGUNA HILLS, CA

ORANGE

Location

LAGUNA HILLS, CA

Headquartered in LAGUNA HILLS, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
25283 Cabot Rd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth