Pacific Global Investment Management Company

RIASEC RegisteredEst. 1992

Total AUM

$87.5M

Discretionary

$86.9M

99% of AUM

Avg account

$442K

Accounts

198

Employees

6

Advisory reps

8

Firm details

Headquarters: Glendale, California
CRD number: 106962
Registered since: June 17, 1992
Website: pacificglobal.us
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI73.42%
Individuals17.85%
Corporations / Businesses5.43%
Charitable Organizations3.3%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Pacific Global Investment Management Company is an independent registered investment adviser organized as a corporation and operating since 1992. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities96%
Investment Grade Corp Bonds4%

Owners & executives

2 of 2

George Henning
Chairman and CEOCRD 1319433
Barbara Kelley
Chief Compliance OfficerCRD 1460423

Contacts

3 of 6

Becky Farrant
Compliance OfficerCRD 4345065
Edward Apple
DirectorCRD 4125836
Thomas Hanson
Senior Vice PresidentCRD 603752

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Glendale, CA

Los Angeles

Location

Glendale, CA

Headquartered in Glendale, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area: Los Angeles-Long Beach, CA
Region: West
County: Los Angeles
Address: 500 N Brand Blvd
Time zone: PT (UTC-8)
Office locations

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