OTTO & ASSOCIATES, INC.

Overview

Otto & Associates, Inc. is an independent registered investment adviser founded in 2000 that serves individual and family clients with a fee model that combines a percentage-of-AUM approach and hourly charges. The firm concentrates on traditional wealth planning and discretionary portfolio management for individuals and small businesses, and it lists pension consulting among its services. It is not positioned as an ESG-focused manager and does not operate as a multi-state adviser. Investment activity is centered on public pooled vehicles—mutual funds and other public funds—used to build diversified client portfolios. The firm supplements those core holdings with fixed income and insurance products and selectively uses third-party alternative managers to provide exposure to real assets and energy-related sectors. Portfolio construction appears to favor delegated managers and fund wrappers for broad market exposure rather than large allocations to in‑house direct security selection.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices