OSHIMA & ASSOCIATES
Firm details
- Headquarters
- BOSTON, Massachusetts
- CRD number
- 10370
- Registered since
- September 30, 2024
- Fee structure
- Percentage of AUM, Hourly Charges, Commissions
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Oshima & Associates operates as an independent registered investment advisor, focusing on providing financial planning and portfolio management services primarily to individuals and families. The firm is structured as a sole proprietorship and is owned by an individual. It is registered with the SEC as of 2024 and engages in activities as a registered representative of a broker-dealer. The firm employs a fee structure that includes a percentage of assets under management, hourly charges, and commissions, allowing for flexibility in how they charge clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities48%
- Cash & Cash Equivalents42%
- Public Funds/Mutual Funds10%
Contacts
1 of 1HAROLD OSHIMA
PresidentCRD 729355
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
BOSTON, MA
SUFFOLK
Location
BOSTON, MA
Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- SUFFOLK
- Address
- 21 Merchants Row
- Time zone
- ET (UTC-5)
- Office locations
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