Orca Investment Management, LLC
Firm details
- Headquarters
- Lake Oswego, Oregon
- CRD number
- 144377
- Registered since
- June 25, 2007
- Website
- orcaim.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- Individuals56.34%
- HNWI40.76%
- Charitable Organizations2.84%
- Corporations / Businesses0.07%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Orca Investment Management, LLC is an SEC-registered advisory firm formed in 2007 that provides portfolio management for both individual/family clients and institutional or business accounts. The firm operates as an LLC and offers multiple fee arrangements including percentage-of-AUM fees, fixed fees and other fee structures. Orca reports affiliations with a broker‑dealer, another investment adviser and an insurance company, and it lists advisory activities focused on portfolio management for individuals/small businesses as well as for businesses or institutions. The firm does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds26%
- US Government Bonds13%
- Cash & Cash Equivalents6%
Owners & executives
1 of 1
Harry Striplin
Chief Compliance OfficerCRD 1023235
Contacts
3 of 9John Nole
Financial AdvisorCRD 1609191
Nicholas Lailas
Vice President, Private Equity InvestmentsCRD 7601478
Nicoh Alday
Senior Investment AssociateCRD 7459835
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 18Active vs passive
$35.3M in ETFs
100%
$35.3M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $6.2M | 9,571 | 17.61% |
Location
Lake Oswego, OR
Clackamas
Location
Lake Oswego, OR
Headquartered in Lake Oswego, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.
- Metro area
- Portland-Vancouver-Salem, OR-WA
- Region
- West
- County
- Clackamas
- Address
- 6 Centerpointe Dr
- Time zone
- PT (UTC-8)
- Office locations
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