OPTIMA TRADE & INVESTMENTS, LLC

Overview

Optima Trade & Investments, LLC is a privately held limited liability company owned by an individual and organized to provide advisory services for retail clients and small businesses. The firm offers financial planning and discretionary portfolio management and explicitly lists market-timing services among its activities. Its fee arrangements are flexible and include percentage-of-AUM billing as well as hourly, fixed-fee, and performance-based structures, which suggests engagement with both traditional advisory relationships and arrangements that tie compensation to outcomes. Regulatory and organizational details are limited in the available record: the firm's broader classification is unclassified and the year of SEC registration is not provided. Optima does not identify as an active ESG investor, is not flagged as a multistate adviser, and does not indicate pension consulting or related-adviser status. The firm also does not operate as a capital allocator in the sense of running a pooled vehicle on behalf of outside investors.

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