Optima Capital LLC

RIASEC Registered
Total AUM
$380M
Discretionary
$380M
100% of AUM
Avg account
$240K
Accounts
1,581
Employees
7
Advisory reps
6

Firm details

Headquarters
Portland, Oregon
CRD number
310146
Registered since
April 5, 2021
Website
www.optimacapitalllc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals52.91%
  • HNWI47.06%
  • Corporations / Businesses0.03%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Optima Capital LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2021. The firm operates as a capital allocator for both individual/family and institutional clients, offering financial planning, portfolio management for individuals and small businesses, and the selection of third-party advisers. Its fees are charged primarily as a percentage of assets under management and through hourly billing. Optima reports industry affiliations with accounting and insurance firms and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Exchange Traded Equities 11%, Private Funds 2%, Cash & Cash Equivalents 2%, Other 1%84%
  • Public Funds/Mutual Funds84%
  • Exchange Traded Equities11%
  • Private Funds2%
  • Cash & Cash Equivalents2%
  • Other1%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 123

Active vs passive

$254M in ETFs

Passive

55%

$140M

Active

31%

$114M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO DEVELOPED WORLD EX-US ETF (SPDW)State StreetPassiveForeign Large Blend$13.6M270,4865.34%
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Location

Primary office

Portland, OR

Washington

Location

Portland, OR

Headquartered in Portland, OR, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
Washington
Address
500 Sw 116 Ave
Time zone
PT (UTC-8)
Office locations

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