OPPENHEIMERFUNDS INC

RIASEC RegisteredEst. 1971
Total AUM
$828K
Discretionary
$828K
100% of AUM
Avg account
$828K
Accounts
1
Employees
15
Advisory reps
7

Firm details

Headquarters
Atlanta, Georgia
CRD number
104983
Registered since
December 13, 1971
Fee structure
Percentage of AUM
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Oppenheimerfunds Inc. is a corporate investment adviser that positions itself as a capital allocator serving institutional clients. The firm has been SEC-registered since 1971 and operates on a percentage-of-assets fee model. Its advisory work emphasizes portfolio management for pooled investment vehicles and the selection of other advisers, and it is flagged as an active ESG investor. Regulatory and industry affiliations include roles beyond an adviser — broker-dealer relationships, CPO/CTA activity, trust company functions, and sponsor/GP responsibilities for pooled vehicles — which together point to a mix of manager, sponsor and sub‑advisory activities rather than a pure retail RIA.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • Laura Dukes

    CEOCRD 4564818

  • DEVIN HUMMEL

    Chief Compliance OfficerCRD 6449426

  • Terry Vacheron

    Chief Financial OfficerCRD 7311967

Contacts

3 of 4
  • MELANIE RINGOLD

    SecretaryCRD 4765022

  • KEVIN OLDHAM

    TreasurerCRD 5671390

  • MARK GREGSON

    Assistant ControllerCRD 2630230

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Atlanta, GA

FULTON

Location

Atlanta, GA

Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.

Metro area
Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
Region
South
County
FULTON
Address
1331 Spring St NW
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth