OPPENHEIMERFUNDS INC
Firm details
- Headquarters
- Atlanta, Georgia
- CRD number
- 104983
- Registered since
- December 13, 1971
- Fee structure
- Percentage of AUM
- Client types
- Pooled Investment Vehicles100%
- Services
- Portfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Oppenheimerfunds Inc. is a corporate investment adviser that positions itself as a capital allocator serving institutional clients. The firm has been SEC-registered since 1971 and operates on a percentage-of-assets fee model. Its advisory work emphasizes portfolio management for pooled investment vehicles and the selection of other advisers, and it is flagged as an active ESG investor. Regulatory and industry affiliations include roles beyond an adviser — broker-dealer relationships, CPO/CTA activity, trust company functions, and sponsor/GP responsibilities for pooled vehicles — which together point to a mix of manager, sponsor and sub‑advisory activities rather than a pure retail RIA.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Laura Dukes
CEOCRD 4564818
DEVIN HUMMEL
Chief Compliance OfficerCRD 6449426
Terry Vacheron
Chief Financial OfficerCRD 7311967
Contacts
3 of 4MELANIE RINGOLD
SecretaryCRD 4765022
KEVIN OLDHAM
TreasurerCRD 5671390
MARK GREGSON
Assistant ControllerCRD 2630230
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Atlanta, GA
FULTON
Location
Atlanta, GA
Headquartered in Atlanta, GA, anchoring the Atlanta--Athens-Clarke County--Sandy Springs, GA-AL metro in the South.
- Metro area
- Atlanta--Athens-Clarke County--Sandy Springs, GA-AL
- Region
- South
- County
- FULTON
- Address
- 1331 Spring St NW
- Time zone
- ET (UTC-5)
- Office locations
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