OPPENHEIMER + CLOSE, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 15168
- Registered since
- August 10, 1989
- Website
- www.oppvest.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Performance Based Fees
- Client types
- HNWI86.46%
- Individuals13.54%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Oppenheimer + Close, LLC is an independent registered investment adviser organized as an LLC and operating since 1989. The firm services both individual/family and institutional clients, providing financial planning and portfolio management for individuals and small businesses. Its compensation arrangements include percentage-of-AUM fees, hourly billing, and performance-based fees. The firm is not identified as an active ESG investor and, per the snapshot data, is not classified as a multi-state adviser. It also acts in sponsor/GP roles for pooled investment vehicles, indicating involvement beyond pure advisory duties rather than serving as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- US Government Bonds24%
- Cash & Cash Equivalents12%
- Private Funds1%
Contacts
3 of 6George Jarvinen
AssociateCRD 8133654
PHILIP OPPENHEIMER
Managing PartnerCRD 353146
CARL OPPENHEIMER
Managing PartnerCRD 3139451
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$7M in ETFs
100%
$7M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $6.2M | 14,317 | 88.05% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 119 W 57th St
- Time zone
- ET (UTC-5)
- Office locations
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