OPPENHEIMER ASSET MANAGEMENT

RIASEC RegisteredEst. 1988
Total AUM
$21.3B
Discretionary
$16.3B
77% of AUM
Avg account
$490K
Accounts
43,537
Employees
129
Advisory reps
14

Firm details

Headquarters
New York, New York
CRD number
105559
Registered since
March 17, 1988
Website
www.oppenheimer.com
Custodians
OPPENHEIMER & CO. INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Individuals61.54%
  • HNWI20.41%
  • Corporations / Businesses7.49%
  • Other4.69%
  • Charitable Organizations3.56%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Oppenheimer Asset Management is a corporate adviser registered with the SEC since 1988 that serves both individual/family and institutional clients. The firm operates as a multi-strategy manager, combining hedge fund and private equity activity with traditional portfolio management and pooled-vehicle sponsorship. Its fee models include percentage-of-AUM arrangements and fixed fees. Advisory services cover discretionary portfolio management for individuals, businesses and pooled vehicles, selection of other advisers, and the publication of periodic investment commentary. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Public Funds/Mutual Funds 35%, State & Local Bonds 6%, Investment Grade Corp Bonds 5%, Non-Exchange Traded Equities 4%, Derivatives 2%, Cash & Cash Equivalents 2%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%, Other 1%43%
  • Exchange Traded Equities43%
  • Public Funds/Mutual Funds35%
  • State & Local Bonds6%
  • Investment Grade Corp Bonds5%
  • Non-Exchange Traded Equities4%

Owners & executives

3 of 5

  • Brad Watkins

    Chief Financial OfficerCRD 6319251

  • Svetlana Milina

    Managing Director, Chief Legal OfficerCRD 3089334

  • Dominic Valentino

    Chief AML OfficerCRD 6940515

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Contacts

3 of 9

  • DENNIS PATRICK MCNAMARA

    Executive Vice President & General CounselCRD 2938486

  • MARK MONTUSCHI

    SalesCRD 2897166

  • BRYAN MCKIGNEY

    PresidentCRD 4293175

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 99

Active vs passive

$1.7B in ETFs

Passive

99%

$1.7B

Active

1%

$18.8M

ETFProviderStyleCategoryValueShares% of portfolio
GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF (GBIL)Goldman SachsPassiveUltrashort Bond$224M2,232,00213.07%
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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
85 Broad St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth