Oppenheimer Asset Management

RIASEC Registered

Total AUM

$21.3B

Discretionary

$16.3B

77% of AUM

Avg account

$490K

Accounts

43,537

Employees

129

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105559
Registered since: March 17, 1988
Website: www.oppenheimer.com
Custodians: OPPENHEIMER & CO. INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals61.54%
HNWI20.41%
Corporations / Businesses7.49%
Other4.69%
Charitable Organizations3.56%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Oppenheimer Asset Management is a corporate investment adviser that describes itself as a multi-strategy manager with hedge fund and private equity activities alongside other portfolio management services. The firm serves both individual/family and institutional clients and charges a mix of AUM-based percentage fees and fixed fees. Registered with the SEC since 1988, its advisory services include discretionary portfolio management for individuals and pooled vehicles, manager selection, and the publication of investment periodicals. Industry affiliations listed in filings include broker‑dealer, trust company, insurance company, and roles as sponsor or manager of pooled investment vehicles.