Oppenheimer Asset Management

RIASEC RegisteredEst. 1988

Total AUM

$21.3B

Discretionary

$16.3B

77% of AUM

Avg account

$490K

Accounts

43,537

Employees

129

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105559
Registered since: March 17, 1988
Website: www.oppenheimer.com
Custodians: OPPENHEIMER & CO. INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals61.54%
HNWI20.41%
Corporations / Businesses7.49%
Other4.69%
Charitable Organizations3.56%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Oppenheimer Asset Management is a corporate investment manager registered with the SEC since 1988. The firm operates across multiple strategies — it is classified in FINTRX as a hedge fund, private equity fund sponsor, and multifaceted fund manager — and serves both individual/family clients and institutional accounts. Its advisory remit includes discretionary portfolio management for individuals, pooled investment vehicles, and businesses or institutions, as well as manager selection and publication of periodic investment commentary. Fee arrangements combine asset-based fees and fixed fees. The firm is not listed as an active ESG investor. Industry affiliations reported for the firm include broker-dealer relationships, trust company and insurance company ties, CPO/CTA activity, and roles as sponsor, general partner or managing member of pooled vehicles. FINTRX notes the firm is not designated as a capital allocator.