Opes Wealth Management, LLC
Firm details
- Headquarters
- Menlo Park, California
- CRD number
- 299704
- Registered since
- December 14, 2018
- Website
- opeswealth.com
- Custodians
- 1945 NORTHWESTERN DRIVE
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI88.8%
- Individuals10.56%
- Corporations / Businesses0.64%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Opes Wealth Management, LLC is an independent, owner-operated registered investment adviser formed in 2018 and organized as an LLC. The firm acts as a capital allocator and provides fee-based wealth management across both individual/family and institutional clients. Core advisory activities include financial planning, portfolio management for individuals and small businesses, and the selection and oversight of third‑party advisers. Fee arrangements combine a percentage-of-AUM schedule with fixed fees. The firm does not position itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds79%
- Exchange Traded Equities15%
- Cash & Cash Equivalents5%
- US Government Bonds1%
Contacts
3 of 4
Erin Whalen
Regional DirectorCRD 4866543
Mark Duvall
Regional DirectorCRD 2432588
Tracie Southerland
Vice President, AdvisorCRD 1376311
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 169Active vs passive
$861M in ETFs
83%
$713M
12%
$148M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF (FNDF) | Schwab | Passive | Foreign Large Value | $34.9M | 713,937 | 4.06% |
Location
Menlo Park, CA
San Mateo
Location
Menlo Park, CA
Headquartered in Menlo Park, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Mateo
- Address
- 535 Middlefield Rd
- Time zone
- PT (UTC-8)
- Office locations
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