OPES WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2018
Total AUM
$822M
Discretionary
$822M
100% of AUM
Avg account
$2M
Accounts
420
Employees
8
Advisory reps
15

Firm details

Headquarters
MENLO PARK, California
CRD number
299704
Registered since
December 14, 2018
Custodians
1945 NORTHWESTERN DRIVE
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.8%
  • Individuals10.56%
  • Corporations / Businesses0.64%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Opes Wealth Management, LLC is an independent, owner-operated registered investment adviser formed in 2018 and organized as an LLC. The firm acts as a capital allocator and provides fee-based wealth management across both individual/family and institutional clients. Core advisory activities include financial planning, portfolio management for individuals and small businesses, and the selection and oversight of third‑party advisers. Fee arrangements combine a percentage-of-AUM schedule with fixed fees. The firm does not position itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 79%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%, US Government Bonds 1%79%
  • Public Funds/Mutual Funds79%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%
  • US Government Bonds1%

Owners & executives

1 of 1
  • LOUIS ODETTE

    Chief Investment OfficerCRD 5849828

Contacts

3 of 14
  • HWANGMIN KI

    Financial AdvisorCRD 5710070

  • NICOLA JAMES

    Personal Financial AdvisorCRD 1787585

  • MARK DUVALL

    Co-PresidentCRD 2432588

Unlock 11 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 87

Active vs passive

$436M in ETFs

Passive

83%

$360M

Active

12%

$75.9M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB FUNDAMENTAL INTERNATIONAL EQUITY ETF (FNDF)SchwabPassiveForeign Large Value$34.9M713,9378.01%

Location

Primary office

MENLO PARK, CA

SAN MATEO

Location

MENLO PARK, CA

Headquartered in MENLO PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
535 Middlefield Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth