OPEN FIELD CAPITAL LLC

RIASEC RegisteredEst. 2005
Total AUM
$208M
Discretionary
$208M
100% of AUM
Avg account
$13M
Accounts
16
Employees
4
Advisory reps
2

Firm details

Headquarters
New York, New York
CRD number
136313
Registered since
August 15, 2005
Website
ofcap.com
Custodians
SEI INVESTMENTS DISTRIBUTION CO.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles53.43%
  • Other39.93%
  • HNWI6.64%
Services
Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Open Field Capital LLC is an SEC-registered investment manager formed in 2005 that combines pooled-fund sponsor activity with direct portfolio management for private clients and institutions. Structured as a limited liability company with mixed foreign-entity and individual ownership, the firm operates as a private equity and venture capital fund manager while also serving as a manager of other pooled investment vehicles. Its client base includes both individual & family clients and institutional investors. Compensation is a mix of asset-based fees and performance-linked fees, reflecting the firm’s fund-management and incentive-driven strategies. Open Field is not positioned as an allocator to third-party managers; it acts as sponsor/GP and managing member for the funds it runs.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • MARC WEISS

    Principal and Chief Investment OfficerCRD 4511170

Contacts

1 of 1
  • JAMES STABLEFORD

    PrincipalCRD 4405802

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1140 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth