OLIVEIRA WEALTH

RIASEC RegisteredEst. 2021
Total AUM
$332M
Discretionary
$332M
100% of AUM
Avg account
$322K
Accounts
1,032
Employees
4
Advisory reps
3

Firm details

Headquarters
MODESTO, California
CRD number
315326
Registered since
October 20, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI62.32%
  • Individuals17.46%
  • Pension & Profit Sharing Plans17.01%
  • Corporations / Businesses3.21%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Oliveira Wealth is a privately owned limited liability advisory that registered with the SEC in 2021 and serves both individual/family and institutional clients. The firm provides financial planning and portfolio management services for individuals, small businesses, businesses/institutions, and offers pension consulting. Compensation is primarily via a percentage-of-AUM fee schedule, with the option for hourly billing. Oliveira Wealth does not position itself as a capital allocator or an active ESG investor, and it reports a broker-dealer industry affiliation.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 47%, US Government Bonds 40%, Exchange Traded Equities 10%, Cash & Cash Equivalents 2%, Private Funds 1%47%
  • Public Funds/Mutual Funds47%
  • US Government Bonds40%
  • Exchange Traded Equities10%
  • Cash & Cash Equivalents2%
  • Private Funds1%

Contacts

3 of 3
  • Thomas Oliveira

    OwnerCRD 2753899

  • Christopher Sharp

    Investment Advisor RepresentativeCRD 7190576

  • Debra Brown

    AssistantCRD 2930469

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MODESTO, CA

STANISLAUS

Location

MODESTO, CA

Headquartered in MODESTO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
STANISLAUS
Address
810 Standiford Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth