October Effect Ltd.
Firm details
- Headquarters
- Virginia Beach, Virginia
- CRD number
- 281369
- Registered since
- May 16, 2025
- Custodians
- CHARLES SCHWAB & CO., INC., ABSOLUTE CAPITAL
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
- Client types
- Individuals68.09%
- HNWI31.69%
- Investment Companies0.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
October Effect Ltd. is a corporation that acts as a capital allocator to both individual/family and institutional clients. The firm provides financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Its fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, as well as performance-based and other fee arrangements. October Effect Ltd. is registered with the SEC (registered in 2025). The firm reports relationships with broker-dealers, accounting firms, and insurance companies as industry affiliations, and it does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities24%
- Cash & Cash Equivalents8%
- US Government Bonds2%
- Derivatives2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 47Active vs passive
$59.8M in ETFs
65%
$38.6M
23%
$21.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $4.6M | 50,741 | 7.77% |
Location
Virginia Beach, VA
Virginia Beach City
Location
Virginia Beach, VA
Headquartered in Virginia Beach, VA, anchoring the Virginia Beach-Norfolk, VA-NC metro in the South.
- Metro area
- Virginia Beach-Norfolk, VA-NC
- Region
- South
- County
- Virginia Beach City
- Address
- 1 Columbus Ctr
- Time zone
- ET (UTC-5)
- Office locations
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